
Broker/Dealer
Benefits: Join
Now
1. WHILE
A MEMBER OF RRADA, PAID LEGAL REPRESENTATION BY A RRADA-APPROVED
ATTORNEY (EXCLUSIVE OF EXPENSES AND OUT-OF POCKET DISBURSEMENTS)
FOR THE DEFENSE OF A SECURITIES ARBITRATION ARISING OUT
OF THE PURCHASE OF A SECURITY BY A CUSTOMER AT THE BROKER-DEALER
PROVIDED THAT (A) THE ASSOCIATED REGISTERED REPRESENTATIVE
ASSIGNED TO SERVICE THE CUSTOMER IS A RRADA MEMBER THROUGH
THE BROKER-DEALER AT ALL TIMES WHILE THE ARBITRATION
IS PENDING AND (B) THE OCCURRENCE UPON WHICH THE ARBITRATION
IS BASED WAS NOT KNOWN, THREATENED, UNDER INVESTIGATION
OR PENDING PRIOR TO THE EFFECTIVE DATE OF MEMBERSHIP
OF SAID ASSOCIATED REGISTERED REPRESENTATIVE MEMBER.
2. REFERRALS TO EXPERIENCED SECURITIES ATTORNEYS, WHO HAVE
AGREED TO PROVIDE LEGAL SERVICES TO RRADA BROKER/DEALER
MEMBERS AT A DISCOUNTED RATE OF TWENTY (20%) PERCENT
LESS THAN THEIR LOWEST RATE FOR SUCH SERVICES.
3. A REASONABLE
NUMBER OF FREE TELEPHONE CONSULTATIONS WITH AN ATTORNEY
EXPERIENCED IN SECURITIES MATTERS SELECTED BY RRADA REGARDING
GENERAL ISSUES RELATED TO THE BROKER/DEALER MEMBEROS
ACTIVITIES IN THE SECURITIES INDUSTRY, EXCLUSIVE OF ACTUAL
REPRESENTATION.
Registered
Representatives Benefits:
1. WHILE
A MEMBER OF RRADA, PAID LEGAL REPRESENTATION BY A RRADA-ATTORNEY
(EXCLUSIVE OF EXPENSES AND OUT-OF POCKET DISBURSEMENTS)
FOR THE DEFENSE OF A SECURITIES ARBITRATION ARISING OUT
OF THE REGISTERED REPRESENTATIVES PURCHASE OF A SECURITY
FOR A CUSTOMER PROVIDED THAT (A) THE PURCHASE WAS MADE
AFTER RRADA-MEMBERSHIP COMMENCED AND (B) THE OCCURRENCE
UPON WHICH THE ARBITRATION IS BASED WAS NOT KNOWN,THREATENED,
UNDER INVESTIGATION OR PENDING PRIOR TO THE EFFECTIVE
DATE OF MEMBERSHIP OF SAID ASSOCIATED REGISTERED REPRESENTATIVE
MEMBER.
2. REFERRALS TO EXPERIENCED
SECURITIES ATTORNEYS, WHO HAVE AGREED TO PROVIDE LEGAL
SERVICES TO RRADA REGISTERED REPRESENTATIVE MEMBERS AT
A DISCOUNTED RATE OF TWENTY (20%) PERCENT LESS THAN THEIR
LOWEST RATE FOR SUCH SERVICES.
3. A REASONABLE NUMBER
OF FREE TELEPHONE CONSULTATIONS WITH AN ATTORNEY EXPERIENCED
IN SECURITIES MATTERS SELECTED BY RRADA REGARDING GENERAL
ISSUES RELATED TO THE REGISTERED REPRESENTATIVE MEMBER'S
ACTIVITIES IN THE SECURITIES INDUSTRY, EXCLUSIVE OF ACTUAL
REPRESENTATION.
Click here
to learn about the benefits of Program #2
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RRADA LLC
was formed by financial professionals and securities
attorneys that have been involved in the securities
business for a combined total of more than 50 years.
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