Broker/Dealer Benefits: Join Now

1. Free and unlimited telephone consultations with an attorney experienced in securities matters selected by RRADA regarding general issues related to the broker/dealer member's activities in the securities industry, exclusive of actual representation.

2. Periodic regulatory updates, industry news updates, educational programs and information regarding current developments in the securities industry related to the defense of customer arbitration proceedings.

3. Paid legal representation, exclusive of expenses and out-of-pocket disbursements, billed by an attorney selected by RRADA for the defense of a securities arbitration brought against the broker/dealer member. The arbitration claim must be based upon the purchase or sale of a security made during the period of RRADA membership of the broker/dealer member and up to six months prior to the registered representative becoming a member of RRADA, provided the claim upon which the arbitration is based was not known, threatened, under investigation or pending prior to the effective date of membership of the registered representative member.

4. Unlimited referrals to experienced securities attorneys, who have agreed to provide legal services to RRADA broker/dealer members at a discounted rate of twenty (20%) percent less than their lowest rate for such services, for all other securities related matters.


Registered Representatives Benefits: Join Now

1. Free and unlimited telephone consultations with an attorney experienced in securities matters selected by RRADA regarding general issues related to the member’s activities as a registered representative in the securities industry, exclusive of actual representation.

2. Periodic regulatory updates, industry news updates, educational programs and information regarding to current developments in the securities industry related to the defense of customer arbitration proceedings.

3. Paid for legal representation, exclusive of expenses and out-of-pocket disbursements, billed by an attorney selected by RRADA for the defense of a securities arbitration brought against the registered representative member. The arbitration claim must be based upon the purchase or sale of a security made up to six months prior to the registered representative becoming a member of RRADA, provided the claim upon which the arbitration is based was not known, threatened, under investigation or pending prior to the effective date of membership of the registered representative member.

4. Unlimited referrals to experienced securities attorneys, who have agreed to provide legal services to RRADA members at a discounted rate of twenty (20%) percent less than their lowest rate for such services, for all other securities related matters.

RRADA LLC was formed by financial professionals and securities attorneys that have been involved in the securities business for a combined total of more than 50 years.