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In
2006 over 7200 arbitrations were processed to completion. |
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Attorneys
fees to defend a customer arbitration can be $50,000
to $100,000 or more! |
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Most arbitration
cases involve the sale of stock, mutual funds, bonds
and annuities. |
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Errors
and Omissions Insurances costs, deductibles, and exclusions
continue to increase. |
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Law Schools
Securities Arbitrations Clinics offer FREE legal representation
to investors bringing securities arbitrations against
stockbrokers for claims up to $100,000. |
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Registered
Representatives are contractually obligated to indemnify
their BD for legal costs and the deductible in a customer
arbitration. |
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Legal
fees to defend customer claims have and adverse impact
on a BD’s net capital. |
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E&O’s
carriers are not always eager to cover you when you
have a customer claim and often finds reasons to avoid
paying? |
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Full payment of
attorney’s fees when you are named in a customer arbitration
arising from the sale of securities while you are
a Member and up to six months prior to membership
for unknown claims. |
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Free telephone consultations
with
knowledgeable attorneys to answer your questions on
general matters related to your activities as a registered
representative or broker/dealer. |
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Cost effective alternative
to Errors and
Omissions Insurance. |
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Access to knowledgeable securities
lawyers who have only your interests in mind. |
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Affordable cost: $1500 annual
membership fee - payable in monthly installments. |
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Periodic industry news and
regulatory updates. |
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