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Luxor
Financial Group
The Premium Business Development & Compliance Consultants
for Banks, Brokerage Firms , and Registered Representatives
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Compliancemax
A regulatory compliance company that provides consulting
services and technology to firms in the financial services
industry |
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Broker
Dealer Market
Helps clients achieve their visions, by assisting in every
aspect of buying, selling and merging their broker dealers. |
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IX
Partners
A leading provider of middle and back office services and
solutions to the global asset management and financial services
communities. |
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Status
Equity Research
A monthly publication committed to providing coverage on
unique emerging growth companies that can become sector
leaders in the U.S. equity markets. |
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Business
Wire
The leading source for press releases , photos, multimedia
and regulatory filings from companies and groups throughout
the world. |
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Securities
Experts' Roundtable, Inc.
Provide consulting, expert testimonial, or other services
in securities and commodities dispute resolution and related
matters. |
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SIFMA
The Securities Industry and Financial Markets Association
(SIFMA) represents the Industry which powers the global
economy. |
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FINRA
The largest non-governmental regulator for all securities
firms doing business in the United States |
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SEC
The mission of the U.S. Securities and Exchange Commission
is to protect investors, maintain fair, orderly, and efficient
markets, and facilitate capital formation. |
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