The
RRADA Broker/Dealer Membership Program
RRADA highlights
Unlimited
telephone consultations with experienced securities attorneys
Regulatory
updates
Resource
to B/D’s and RR’s
Provide
legal services for the defense of customer arbitrations
paid for by RRADA
....(Attorney selected by
RRADA)
No
exclusions on defense coverage
No
deductible on defense coverage
Referrals
to experienced securities attorneys providing a minimum
20% discount for legal services
Broker/Dealer
Benefits: Join
Now
1. WHILE
A MEMBER OF RRADA, PAID LEGAL REPRESENTATION BY A RRADA-APPROVED
ATTORNEY (EXCLUSIVE OF EXPENSES AND OUT-OF POCKET DISBURSEMENTS)
FOR THE DEFENSE OF A SECURITIES ARBITRATION ARISING OUT
OF THE PURCHASE OF A SECURITY BY A CUSTOMER AT THE BROKER-DEALER
PROVIDED THAT (A) THE ASSOCIATED REGISTERED REPRESENTATIVE
ASSIGNED TO SERVICE THE CUSTOMER IS A RRADA MEMBER THROUGH
THE BROKER-DEALER AT ALL TIMES WHILE THE ARBITRATION IS
PENDING AND (B) THE OCCURRENCE UPON WHICH THE ARBITRATION
IS BASED WAS NOT KNOWN, THREATENED, UNDER INVESTIGATION
OR PENDING PRIOR TO THE EFFECTIVE DATE OF MEMBERSHIP OF
SAID ASSOCIATED REGISTERED REPRESENTATIVE MEMBER.
2. REFERRALS
TO EXPERIENCED SECURITIES ATTORNEYS, WHO HAVE AGREED TO
PROVIDE LEGAL SERVICES TO RRADA BROKER/DEALER MEMBERS AT
A DISCOUNTED RATE OF TWENTY (20%) PERCENT LESS THAN THEIR
LOWEST RATE FOR SUCH SERVICES.
3. A REASONABLE
NUMBER OF FREE TELEPHONE CONSULTATIONS WITH AN ATTORNEY
EXPERIENCED IN SECURITIES MATTERS SELECTED BY RRADA REGARDING
GENERAL ISSUES RELATED TO THE BROKER/DEALER MEMBEROS ACTIVITIES
IN THE SECURITIES INDUSTRY, EXCLUSIVE OF ACTUAL REPRESENTATION.
Registered
Representatives Benefits:
1. WHILE
A MEMBER OF RRADA, PAID LEGAL REPRESENTATION BY A RRADA-ATTORNEY
(EXCLUSIVE OF EXPENSES AND OUT-OF POCKET DISBURSEMENTS)
FOR THE DEFENSE OF A SECURITIES ARBITRATION ARISING OUT
OF THE REGISTERED REPRESENTATIVES PURCHASE OF A SECURITY
FOR A CUSTOMER PROVIDED THAT (A) THE PURCHASE WAS MADE
AFTER RRADA-MEMBERSHIP COMMENCED AND (B) THE OCCURRENCE
UPON WHICH THE ARBITRATION IS BASED WAS NOT KNOWN,THREATENED,
UNDER INVESTIGATION OR PENDING PRIOR TO THE EFFECTIVE DATE
OF MEMBERSHIP OF SAID ASSOCIATED REGISTERED REPRESENTATIVE
MEMBER.
2. REFERRALS
TO EXPERIENCED SECURITIES ATTORNEYS, WHO HAVE AGREED TO
PROVIDE LEGAL SERVICES TO RRADA REGISTERED REPRESENTATIVE
MEMBERS AT A DISCOUNTED RATE OF TWENTY (20%) PERCENT LESS
THAN THEIR LOWEST RATE FOR SUCH SERVICES.
3. A REASONABLE
NUMBER OF FREE TELEPHONE CONSULTATIONS WITH AN ATTORNEY
EXPERIENCED IN SECURITIES MATTERS SELECTED BY RRADA REGARDING
GENERAL ISSUES RELATED TO THE REGISTERED REPRESENTATIVE
MEMBER'S ACTIVITIES IN THE SECURITIES INDUSTRY, EXCLUSIVE
OF ACTUAL REPRESENTATION.
Contact us for membership information
RRADA
585 Stewart Avenue, Suite 750 ¥ Garden City, NY 11530
516.222.2285 ¥ www.rrada.com ¥ support@rrada.com |
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RRADA LLC
was formed by financial professionals and securities
attorneys that have been involved in the securities
business for a combined total of more than 50 years.
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